-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BFMchJmJXVpm7TXMD1CirZGRX+8sdlXhgmkRU5KfrVzl1S2K98zBMrQv5+CeE8uG 0GwOmtiQzlBb2T47a3iwCA== 0000950136-03-000831.txt : 20030409 0000950136-03-000831.hdr.sgml : 20030409 20030409163357 ACCESSION NUMBER: 0000950136-03-000831 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030409 GROUP MEMBERS: HARVEY HANERFELD GROUP MEMBERS: ROGER FELDMAN FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HANERFELD HARVEY CENTRAL INDEX KEY: 0001098386 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 700 ELEVENTH ST. STREET 2: SUITE 640 CITY: WASHINGTON STATE: DC ZIP: 20201 MAIL ADDRESS: STREET 1: 700 ELEVENTH ST STREET 2: SUITE 640 CITY: WASHINGTON STATE: DC ZIP: 20201 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ONVIA COM INC CENTRAL INDEX KEY: 0001100917 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 911859172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-58749 FILM NUMBER: 03644285 BUSINESS ADDRESS: STREET 1: 1260 MERCER ST CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062825170 MAIL ADDRESS: STREET 1: C/O VENTURE LAW GROUP STREET 2: 4750 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 SC 13G 1 file001.txt SCHEDULE 13G ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0145 ------------------------------ Expires: December 31, 2005 ------------------------------ Estimated average burden hours per response......11 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ________)* Onvia.com, Inc. ------------------------------------------------------------------ (Name of Issuer) Common Stock ------------------------------------------------------------------ (Title of Class of Securities) 68338T-403 ------------------------------------------------------------------ (CUSIP Number) March 25, 2003 ----------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) - ------------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
- -------------------------------------------------------------------------------------------------------------------- CUSIP NO. 68338T-403 PAGE 2 OF 8 PAGES -- -- - --------- ---------------------------------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS IRS IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Roger Feldman - --------- ---------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - --------- ---------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - --------- ---------------------------------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States citizen - -------------------------------------------------------------------------------------------------------------------- 5. SOLE VOTING POWER 11,250 NUMBER OF ---------- --------------------------------------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY 399,120 OWNED BY ---------- --------------------------------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 11,250 PERSON WITH ---------- --------------------------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 399,120 - -------------------------------------------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 410,370 - --------- ---------------------------------------------------------------------------------------------------------- 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - --------- ---------------------------------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.4% - --------- ---------------------------------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (See Instructions) IN - --------- ---------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------
- -------------------------------------------------------------------------------------------------------------------- CUSIP NO. 68338T-403 PAGE 3 OF 8 PAGES -- -- - --------- ---------------------------------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS IRS IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Harvey Hanerfeld - --------- ---------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - --------- ---------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - --------- ---------------------------------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States citizen - -------------------------------------------------------------------------------------------------------------------- 5. SOLE VOTING POWER 22,230 NUMBER OF ---------- --------------------------------------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY 399,120 OWNED BY ---------- --------------------------------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 22,230 PERSON WITH ---------- --------------------------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 399,120 - --------- ---------------------------------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 421,350 - --------- ---------------------------------------------------------------------------------------------------------- 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - --------- ---------------------------------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.5% - --------- ---------------------------------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (See Instructions) IN - --------- ----------------------------------------------------------------------------------------------------------
Page 4 of 8 Pages Item 1. (a) Name of Issuer: Onvia.com, Inc. (b) Address of Issuer's Principal Executive Offices: 1260 Mercer Street Seattle, WA 98109 Item 2. (a) Name of Person Filing: This Schedule 13G is being filed jointly by Roger Feldman and Harvey Hanerfeld (the "Reporting Persons"). (b) Address of Principal Business Office or, if none, Residence: The address of each of the Reporting Persons is 1919 Pennsylvania Avenue, NW, Suite 725, Washington, DC 20006 (c) Citizenship: Each of the Reporting Persons is a United States citizen. (d) Title of Class of Securities: Common Stock, $.0001 par value (e) CUSIP Number: 68338T-403 Item 3. If this statement is filed pursuant to ss.ss.240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Act. (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940. (e) [ ] An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E). (f) [ ] An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F). (g) [ ] A parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G). (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940. (j) [ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J). Page 5 of 8 Pages Item 4. Ownership. (a) Amount Beneficially Owned:* (b) Percent of Class:* (c) Number of Shares as to which the person has: (i) sole power to vote or direct the vote* (ii) shared power to vote or direct the vote* (iii) sole power to dispose or direct the disposition of* (iv) shared power to dispose or direct the disposition of* *See Attachment A Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 6 of 8 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. April 9, 2003 ------------------------------ (Date) /s/ Roger Feldman ------------------------------ (Signature) Roger Feldman ------------------------------ (Name/Title) /s/ Harvey Hanerfeld ------------------------------ (Signature) Harvey Hanerfeld ------------------------------ (Name/Title) The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss.240.13d-7 for other parties for whom copies are to be sent. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) Page 7 of 8 Pages ATTACHMENT A As of March 25, 2003, Roger Feldman is the beneficial owner of 410,370 shares of Common Stock, constituting 5.4% of the issued and outstanding shares of Common Stock, and Harvey Hanerfeld is the beneficial owner of 421,350 shares of Common Stock, constituting 5.5% of the issued and outstanding shares of Common Stock. Roger Feldman has the sole power to vote or to direct the voting of and to dispose and to direct the disposition of the 11,250 shares of Common Stock beneficially owned by him as an individual. Harvey Hanerfeld has the sole power to vote or to direct the voting of and to dispose and to direct the disposition of the 22,230 shares of Common Stock beneficially owned by him as an individual. As sole stockholders of West Creek Capital, Inc., a Delaware corporation that is the general partner of West Creek Capital, L.P., a Delaware limited partnership that is the investment adviser to West Creek Partners Fund L.P., a Delaware limited partnership (the "Fund"), Mr. Feldman and Mr. Hanerfeld may be deemed to have the shared power to direct the voting and disposition of the 285,460 shares of Common Stock owned by the Fund. As voting members of Cumberland Investment Partners, L.L.C., a Delaware limited liability company ("Cumberland"), Mr. Feldman and Mr. Hanerfeld may be deemed to have the shared power to direct the voting and disposition of the 113,660 shares of Common Stock owned by Cumberland. Page 8 of 8 Pages AGREEMENT OF JOINT FILING In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other persons signatory below of a statement on Schedule 13G or any amendments thereto, with respect to the Common Stock of Onvia.com, Inc., and that this Agreement be included as an attachment to such filing. This Agreement may be executed in any number of counterparts each of which shall be deemed to be an original and all of which together shall be deemed to constitute one and the same Agreement. IN WITNESS WHEREOF, the undersigned hereby execute this Agreement on the 9th day of April, 2003. /s/ Roger Feldman ----------------------------- ROGER FELDMAN /s/ Harvey Hanerfeld ----------------------------- HARVEY HANERFELD -----END PRIVACY-ENHANCED MESSAGE-----